Client Downloads
If you are considering obtaining continuing assistance with your investments,
you may review my Investment Management Services Contract. In three pages
it summarizes our mutual obligations and how I will assist. Please click
here. The Contract incorporates by reference my Required
Disclosure and my firm's Privacy
Policy.
Registered Investment Advisors are prohibited from accepting custody
of assets. Accordingly, all of my clients' assets are custodied at TD
Ameritrade Institutional ("TDA"). If I am to assist you, then
your assets must be custodied at TDA as well. Forms are available below
for opening either an IRA or a currently taxed (regular) account, writing
checks from these types of accounts, and for allowing TDA to request transfer
of your investment assets from your present custodian to TDA.
Forms
All forms are provided for your information and review. I routinely
assist clients to complete all forms, and am pleased to do so.
Individual Account Form - Regular (currently taxed) Account
Check Writing - Regular Account
Account Form - IRA Account
Account Transfer Form (1 form for each type of account to be opened)
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